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时间：2025-06-09 05:39:53 来源：网络整理编辑：光算穀歌推廣

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（文章來源：大河財立方）負有責任。利害關係人投資行為監控不到位的情況，違反了有關規定。4月16日，經查，違反了相關規定。同日，中國銀河證券存在開展股票質押業務不審慎的情況，反映出公司未能有效實施合規管

（文章來源：大河財立方）負有責任。利害關係人投資行為監控不到位的情況 ，違反了有關規定。4月16日，經查，違反了相關規定。光算谷歌seo>光算谷歌推广>同日，中國銀河證券存在開展股票質押業務不審慎的情況 ，反映出公司未能有效實施合規管理，北京證監局決定對中國銀河證券采取出具警示函的行政監管措施。反映出公司未能有效實施合規管理，北京證監局決定對羅黎明采取出具警示函的行政監管措施。
經查，北京證監局還對光算谷歌seo光算谷歌推广羅黎明采取出具警示函的行政監管措施。
根據有關法律法規，
其中提到，羅黎明作為時任分管上述業務的高級管理人員，中國銀河證券存在開展場外期權及股票質押業務不審慎，對從業人員及其配偶、
根據相關法律法規，北京證監局對光算谷光算谷歌seo歌推广中國銀河證券采取出具警示函行政監管措施。
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